“We Grow for Good” — that is the mantra Regina Lall uses to lead her teams, inspire her company and help transform the financial services industry at large. For many people. homeownership is the gateway to building generational wealth, so Lall uses her position as chief compliance officer at Guaranteed Rate to ensure compliance with state and federal lending regulations while advocating for lasting and positive change within the industry. She focuses on taking a proactive approach to preventing discrimination and ensuring diverse applicants are provided the ability to obtain equal access to credit. She has also spent a meaningful part of her career working to address mortgage fraud trends that exist industry-wide.
Twenty-two years of hands-on industry experience informs Lall’s work, including almost a decade with the Guaranteed Rate Compliance team in a variety of management positions, including serving as the chief AML (Anti Money Laundering) officer. While mortgage lenders are competitive by nature, regulatory compliance and ethics are among the categories where companies are best served working together, sharing best practices and driving innovation. Lall proudly serves on both the Mortgage Bankers Association’s (MBA) Fraud Issues Subcommittee and the Legal Issues and Regulatory Compliance Committee. In these endeavors, she works with other subject matter experts to proactively identify and share risks within the industry and analyze industry risk trends at large.
As a public speaker and industry round table participant, Lall leads and joins important discussions to establish and strengthen professional and community networks. She proudly shares her knowledge, while listening and learning as much as she can. In recognition for her service, the Illinois Mortgage Bankers Association named her Best Compliance/Quality Control Manager.
Name:
Regina Lall
Title:
Chief Compliance Officer
Company Name:
Guaranteed Rate